Jamie Dimon would like to stay on as chief executive officer of J.P. Morgan for at least another five years, according to news reports.

The Financial Industry Regulatory Authority has barred an Ohio-based financial advisor who didn't cooperate with its investigation of allegations that he was communicating with clients using ...

Raymond James announced that it has secured an agreement to acquire Clark Capital Management Group, a Philadelphia-based asset management firm.

UBS said it has made progress toward obtaining its U.S. bank charter license, receiving a first conditional approval from the U.S. Office of the Comptroller of the Currency, Reuters wrote ...

Another team of Commonwealth Financial Network financial advisors has left the firm following its acquisition by LPL Financial, this time for Wells Fargo.

Finra has amended its proposed rule on outside business activities to delete a provision that would have required member firms to record and preserve certain securities transactions that reps executed ...

Morgan Stanley executives are praising the firm's wealth management funnel for reliably directing billions of dollars into its advisor-led channel.

Citigroup 's wealth management division delivered healthy growth in the last quarter of 2025, with client assets continuing to climb and revenue dipping only slightly from the prior quarter, helping ...

JPMorgan Chase boasted steady growth in revenue helped by healthy gains in client assets in the last quarter of 2025, boosted in part by continued growth of its advisor ranks.

A team of experienced financial advisors have left UBS to form their own independent registered investment advisory firm with the help of a strategic investment from Elevation Point. LPL Financial ...

U.S. Senators have unveiled legislation long advocated for by the cryptocurrency industry that aims to set up a regulatory framework for digital assets and assign oversight to the Commodity Futures ...

A team of experienced financial advisors have left UBS to form their own independent registered investment advisory firm with the help of a strategic investment from Elevation Point. LPL Financial ...